Search Result

661 - 680 of 1083 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus