Search Result

601 - 620 of 853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications