Search Result

481 - 500 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities