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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

DISP App 3.10 Application: evidential provisions

As Published: 2010

DISP App 3.10 Application: evidential provisions

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business