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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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