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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities