Search Result

321 - 340 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission