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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing