Search Result

181 - 200 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation