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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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