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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity