Search Result

481 - 500 of 944 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.23 Default

As Published: 2001

REC 3.23 Default

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution