Search Result

461 - 480 of 770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

TC App 7.1 Guidelines for qualification gap-fill for retail investment advice

As Published: 2011

TC App 7.1 Guidelines for qualification gap-fill for retail investment advice

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee