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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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Similar To

REC 3.6 Constitution and governance

COBS 2.1 Acting honestly, fairly and professionally

DISP 1.10 Complaints reporting rules

PERG 12.4 Application of EU Directives

COBS 19.2 Personal pensions, FSAVCs and AVCs

MIPRU 4.3 Calculation of annual income

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

SUP 13A.2 EEA firms and Treaty firms

REC 3.17 Inability to discharge regulatory functions

PR 2.3 Minimum information to be included in a prospectus

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading