Search Result

461 - 480 of 983 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application