Search Result

361 - 380 of 1063 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services