Search Result

241 - 260 of 1108 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 15.7 Transitional arrangements

As Published: 2009

PERG 15.7 Transitional arrangements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 9.7 Recognition of credit assessments of ECAIs

As Published: 2006

BIPRU 9.7 Recognition of credit assessments of ECAIs

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities