Search Result

181 - 200 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose