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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

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