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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

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