Search Result

401 - 420 of 836 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications