Search Result

181 - 200 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose