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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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