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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation