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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application