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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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LR 5.4 Restoring listing

BIPRU 3.5 Simplified method of calculating risk weights

FEES 5.3 The general levy

LR 13.2 Approval of circulars

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 13A.2 EEA firms and Treaty firms

BIPRU 8.9A Consolidated large exposure requirements

LR 17.1 Application

CASS 5.1 Application

LR 9.8 Annual financial report

COBS 3.2 Clients

MCOB 2.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading