Search Result

361 - 380 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 16.1 Application

As Published: 2005

LR 16.1 Application

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions