Search Result

461 - 480 of 1051 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading