Search Result

361 - 380 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

As Published: 2010

DEPP 6A.4 The interaction between the power to impose suspensions or restrictions and the power to impose penalties or public censures

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction