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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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INSPRU 7.1 Application

SUP 15.3 General notification requirements

COLL 6.3 Valuation and pricing

COLL 8.5 Powers and responsibilities

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 2.1 Solo consolidation

INSPRU 3.1 Market risk in insurance

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

CASS 5.5 Segregation and the operation of client money accounts

BIPRU 4.8 The IRB approach: Purchased receivables

MCOB 5.6 Content of illustrations

BIPRU 13.2 Unusual Transactions

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading