Search Result

421 - 440 of 542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)