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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order