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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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PR App 3.1

As Published: 2005

PR App 3.1

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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DEPP 6.2 Deciding whether to take action

SYSC 7.1 Risk control

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

BIPRU 12.2 Adequacy of liquidity resources

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

APER 4.7 Statement of Principle 7

SUP 12.7 Notification requirements

REC 2.7 Access to facilities

PRIN 4.1 Principles: MiFID business

SUP 2.4 'Mystery shopping'

COBS 2.3 Inducements

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MCOB 5.6 Content of illustrations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading