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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PR App 1.1

As Published: 2005

PR App 1.1

COND 1.3 General

As Published: 2001

COND 1.3 General

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous