Search Result

541 - 560 of 938 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 19.1 Application

As Published: 2005

LR 19.1 Application

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus