Search Result

181 - 200 of 991 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

PERG 13.2 General

As Published: 2007

PERG 13.2 General

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary