Search Result

141 - 160 of 553 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application