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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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