Search Result

341 - 360 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision