Search Result

181 - 200 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities