Search Result

561 - 580 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 2.4 VAT

As Published: 2009

FEES 2.4 VAT

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms