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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

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