Search Result

381 - 400 of 515 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares