Search Result

821 - 840 of 1121 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

TC App 5.1

As Published: 2010

TC App 5.1

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

As Published: 2010

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement