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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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MCOB 2.6 Exclusion of liability

As Published: 2004

MCOB 2.6 Exclusion of liability

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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