Search Result

181 - 200 of 794 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency