Search Result

341 - 360 of 1064 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies