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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

…

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

…

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

…

LR 14.1 Application

As Published: 2005

LR 14.1 Application

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

…

PERG 15.2 General

As Published: 2009

PERG 15.2 General

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

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