Search Result

301 - 320 of 913 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping