Search Result

401 - 420 of 1061 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PR App 3.1

As Published: 2005

PR App 3.1

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information